AML/KYC Specialist - Analyst / Associate

<p><strong>About the Role</strong></p> <p>iCapital is looking for a Compliance Analyst/Associate candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.&nbsp;&nbsp;&nbsp;&nbsp;</p> <p>&nbsp;</p> <p><strong>Responsibilities</strong>&nbsp;</p> <ul> <li>Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.</li> <li>Perform third party reliance testing and monitoring.</li> <li>Collaborate across various business lines on new initiatives, providing compliance guidance&nbsp;</li> <li>AML screening review and dispositions.</li> <li>Assist in preparing for and responding to inquiries and audits.&nbsp;</li> </ul> <p>&nbsp;</p> <p><strong>Qualifications</strong>&nbsp;</p> <ul> <li>1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience</li> <li>Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations</li> <li>AML/KYC knowledge of regulatory requirements for private fund investors</li> <li>Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)</li> <li>Excellent verbal communication skills and strong ability for personal interaction</li> <li>Thrives in a fast-paced environment with a continuous learning mindset</li> <li>Self-motivated with robust project management and process development skills</li> <li>ACAMS certification preferred, but not required</li> <li>JD a plus, but not required&nbsp;</li> </ul> <p>&nbsp;</p> <p><span data-teams="true">We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office 4 days a week with the flexibility to work remotely on Friday.</span></p> <p>&nbsp;</p> <p><strong>Benefits</strong></p> <p>iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance.</p> <p>For additional information on iCapital Network, please visit&nbsp;<a href="https://www.icapitalnetwork.com/about-us">https://www.icapitalnetwork.com/about-us</a>&nbsp; Twitter: @icapitalnetwork | LinkedIn:&nbsp;<a href="https://www.linkedin.com/company/icapital-network-inc">https://www.linkedin.com/company/icapital-network-inc</a></p> <p>&nbsp;</p>